Filter Documents: 
Years > 2013 > October, 2013 > Tuesday, October 22, 2013
Regulatory Capital Rules: Regulatory Capital, Implementation of Basel III, Capital Adequacy, Transition Provisions, Prompt Corrective Action, Standardized Approach for Risk-Weighted Assets, Market Discipline and Disclosure Requirements, Advanced Approaches Risk-Based Capital Rule, and Market Risk Capital Rule
[ RULE ]
78 FR 204
pg. 62417
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Import Administration; Change of Agency Name
[ RULE ]
78 FR 204
pgs. 62417-62418
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Application of the Segregation Rules to Small Shareholders
[ RULE ]
78 FR 204
pgs. 62418-62426
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Use of Differential Income Stream as an Application of the Income Method and as a Consideration in Assessing the Best Method; Correction
[ RULE ]
78 FR 204
pg. 62426
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Benefits Payable in Terminated Single-Employer Plans; Interest Assumptions for Paying Benefits
[ RULE ]
78 FR 204
pgs. 62426-62427
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TRICARE; Removal of the Prohibition To Use Addictive Drugs in the Maintenance Treatment of Substance Dependence in TRICARE Beneficiaries
[ RULE ]
78 FR 204
pgs. 62427-62430
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Department of Defense (DoD)—Defense Industrial Base (DIB) Voluntary Cyber Security and Information Assurance (CS/IA) Activities
[ RULE ]
78 FR 204
pgs. 62430-62438
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Certifications and Exemptions Under the International Regulations for Preventing Collisions at Sea, 1972
[ RULE ]
78 FR 204
pgs. 62438-62439
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Drawbridge Operation Regulation; Inner Harbor Navigational Canal, New Orleans, LA
[ RULE ]
78 FR 204
pgs. 62439-62441
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VA Dental Insurance Program—Federalism
[ RULE ]
78 FR 204
pgs. 62441-62443
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Perfluoroalkyl Sulfonates and Long-Chain Perfluoroalkyl Carboxylate Chemical Substances; Final Significant New Use Rule
[ RULE ]
78 FR 204
pgs. 62443-62451
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Air Quality: Revision to Definition of Volatile Organic Compounds—Exclusion of 2,3,3,3-tetrafluoropropene
[ RULE ]
78 FR 204
pgs. 62451-62455
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Approval and Promulgation of Air Quality Implementation Plans; District of Columbia; Infrastructure Requirements for the 2008 Lead National Ambient Air Quality Standards and State Board Requirements
[ RULE ]
78 FR 204
pgs. 62455-62459
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Approval and Promulgation of Air Quality Implementation Plans; Ohio; Redesignation of the Canton-Massillon Area to Attainment of the 1997 Annual Standard and the 2006 24-Hour Standard for Fine Particulate Matter
[ RULE ]
78 FR 204
pgs. 62459-62462
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Regulation of Fuels and Fuel Additives: Modifications to Renewable Fuel Standard Program
[ RULE ]
78 FR 204
pgs. 62462-62471
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Fisheries of the Northeastern United States; Atlantic Herring Fishery; Framework Adjustment 2 and Specifications
[ RULE ]
78 FR 204
pg. 62471
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Energy Conservation Program: Alternative Efficiency Determination Methods, Basic Model Definition, and Compliance for Commercial HVAC, Refrigeration, and WH Equipment
[ PRORULE ]
78 FR 204
pgs. 62472-62488
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Energy Conservation Program: Compliance Date for the Dehumidifier Test Procedure
[ PRORULE ]
78 FR 204
pgs. 62488-62494
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Energy Conservation Program: Energy Conservation Standards for Ceiling Fans
[ PRORULE ]
78 FR 204
pgs. 62494-62495
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Special Conditions: Learjet Model 35, 35A, 36, and 36A Airplanes; Rechargeable Lithium-Ion Batteries and Battery Systems
[ PRORULE ]
78 FR 204
pgs. 62495-62498
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Proposed Establishment of Class E Airspace, Amendment of Class D and Class E Airspace, and Revocation of Class E Airspace; Salinas, CA
[ PRORULE ]
78 FR 204
pgs. 62498-62500
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Schedules of Controlled Substances: Placement of Perampanel into Schedule III
[ PRORULE ]
78 FR 204
pgs. 62500-62506
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TRICARE; Coverage of Care Related to Non-Covered Initial Surgery or Treatment
[ PRORULE ]
78 FR 204
pgs. 62506-62508
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Approval of Air Quality Implementation Plans; Navajo Nation; Regional Haze Requirements for Navajo Generating Station; Supplemental Proposal
[ PRORULE ]
78 FR 204
pgs. 62509-62523
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Approval and Promulgation of Air Quality Implementation Plans; District of Columbia; Infrastructure Requirements for the 2008 Lead National Ambient Air Quality Standards and State Board Requirements
[ PRORULE ]
78 FR 204
pg. 62523
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Endangered and Threatened Wildlife and Plants; 12-Month Finding on a Petition To List Ashy Storm-Petrel as an Endangered or Threatened Species
[ PRORULE ]
78 FR 204
pgs. 62523-62529
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Endangered and Threatened Wildlife and Plants; Designation of Critical Habitat for Agave eggersiana, Gonocalyx concolor, and Varronia rupicola
[ PRORULE ]
78 FR 204
pgs. 62529-62560
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Endangered and Threatened Wildlife and Plants; Endangered Status for Agave eggersiana and Gonocalyx concolor, and Threatened Status for Varronia rupicola
[ PRORULE ]
78 FR 204
pgs. 62560-62579
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Fisheries of the Caribbean, Gulf of Mexico, and South Atlantic; Shrimp Fishery of the Gulf of Mexico; Establish Funding Responsibilities for the Electronic Logbook Program
[ PRORULE ]
78 FR 204
pgs. 62579-62582
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Foreign-Trade Zone 39—Dallas-Fort Worth, Texas; Authorization of Production Activity; Lasko Products, Inc. (Household Electric Fans); Fort Worth, Texas
[ NOTICE ]
78 FR 204
pg. 62583
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Submission for OMB Review; Comment Request
[ NOTICE ]
78 FR 204
pg. 62583
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Welded Stainless Pressure Pipe From Malaysia, Thailand, and the Socialist Republic of Vietnam: Postponement of Preliminary Determinations of Antidumping Duty Investigations
[ NOTICE ]
78 FR 204
pgs. 62583-62584
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Certain Lined Paper Products From India: Preliminary Results of Countervailing Duty Administrative Review; Calendar Year 2011
[ NOTICE ]
78 FR 204
pgs. 62584-62585
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Export Trade Certificate of Review
[ NOTICE ]
78 FR 204
pgs. 62585-62586
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Fisheries of the Gulf of Mexico and South Atlantic; Southeast Data, Assessment, and Review (SEDAR); Public Meeting
[ NOTICE ]
78 FR 204
pgs. 62586-62587
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Fisheries of the South Atlantic; South Atlantic Fishery Management Council; Public Meeting
[ NOTICE ]
78 FR 204
pg. 62587
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New England Fishery Management Council; Public Meeting
[ NOTICE ]
78 FR 204
pg. 62587
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Gulf of Mexico Fishery Management Council; Public Meeting
[ NOTICE ]
78 FR 204
pgs. 62587-62588
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Sunshine Act Meeting
[ NOTICE ]
78 FR 204
pg. 62588
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36(b)(1) Arms Sales Notification
[ NOTICE ]
78 FR 204
pgs. 62588-62590
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36(b)(1) Arms Sales Notification
[ NOTICE ]
78 FR 204
pgs. 62590-62592
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36(b)(1) Arms Sales Notification
[ NOTICE ]
78 FR 204
pgs. 62592-62594
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36(b)(1) Arms Sales Notification
[ NOTICE ]
78 FR 204
pgs. 62594-62597
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36(b)(1) Arms Sales Notification
[ NOTICE ]
78 FR 204
pgs. 62597-62600
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36(b)(1) Arms Sales Notification
[ NOTICE ]
78 FR 204
pgs. 62600-62602
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Board of Regents, Uniformed Services University of the Health Sciences; Notice of Federal Advisory Committee Meeting; Correction
[ NOTICE ]
78 FR 204
pg. 62602
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Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Comment Request; Targeted Teacher Shortage Areas Nationwide Listing
[ NOTICE ]
78 FR 204
pgs. 62602-62603
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Notice of Proposed Collection Requests; Comment Request
[ NOTICE ]
78 FR 204
pg. 62603
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Agency Information Collection Activities; Submission to the Office of Management and Budget for Review and Approval; Comment Request; 2014-2015 Federal Student Aid Application
[ NOTICE ]
78 FR 204
pgs. 62603-62605
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Privacy Act of 1974; System of Records—Office of Hearings and Appeals (OHA) Records System
[ NOTICE ]
78 FR 204
pgs. 62605-62609
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Agency Information Collection Extension
[ NOTICE ]
78 FR 204
pg. 62609
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DOE/NSF Nuclear Science Advisory Committee
[ NOTICE ]
78 FR 204
pgs. 62609-62610
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North Baja Pipeline, LLC; Notice of Application
[ NOTICE ]
78 FR 204
pg. 62610
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Combined Notice of Filings #2
[ NOTICE ]
78 FR 204
pgs. 62610-62612
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Combined Notice of Filings #1
[ NOTICE ]
78 FR 204
pgs. 62612-62613
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Combined Notice of Filings
[ NOTICE ]
78 FR 204
pg. 62613
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Combined Notice of Filings
[ NOTICE ]
78 FR 204
pgs. 62613-62614
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Guttman Energy, Inc., PBF Holding Company LLC v. Buckeye Pipe Line Company, L.P., Laurel Pipe Line Company, L.P.; Notice of Complaint
[ NOTICE ]
78 FR 204
pg. 62614
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CalWind Resources, Inc. v. California Independent System Operator Corporation; Notice of Complaint
[ NOTICE ]
78 FR 204
pgs. 62614-62615
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RE Rosamond Two LLC; Supplemental Notice That Initial Market-Based Rate Filing Includes Request for Blanket Section 204 Authorization
[ NOTICE ]
78 FR 204
pg. 62615
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Healthy Planet Partners Energy Company, LLC; Supplemental Notice that Initial Market-Based Rate Filing Includes Request for Blanket Section 204 Authorization
[ NOTICE ]
78 FR 204
pgs. 62615-62616
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Duke Energy Progress, Inc.; Notice of Initiation of Proceeding and Refund Effective Date
[ NOTICE ]
78 FR 204
pg. 62616
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RE Rosamond One LLC; Supplemental Notice That Initial Market-Based Rate Filing Includes Request for Blanket Section 204 Authorization
[ NOTICE ]
78 FR 204
pg. 62616
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Salmon Creek Hydroelectric Company, Salmon Creek Hydroelectric Company, LLC; Notice of Transfer of Exemption
[ NOTICE ]
78 FR 204
pg. 62616
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Integrated System Power Rates
[ NOTICE ]
78 FR 204
pgs. 62616-62627
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Sam Rayburn Dam Rate
[ NOTICE ]
78 FR 204
pgs. 62627-62629
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Proposed Information Collection Request; Comment Request; Clean Water Act Section 404 State-Assumed Programs (Renewal)
[ NOTICE ]
78 FR 204
pgs. 62629-62630
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Information Collection Request Submitted to OMB for Review and Approval; Comment Request; NSPS for Magnetic Tape Coating Facilities (Renewal)
[ NOTICE ]
78 FR 204
pg. 62630
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Vantran Electric Corporation Site, Louisville, Jefferson County, GA; Notice of Settlement
[ NOTICE ]
78 FR 204
pgs. 62630-62631
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Agency Information Collection Activities: Revision of a Currently-Approved Collection; Comment Request
[ NOTICE ]
78 FR 204
pgs. 62631-62632
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Agency Information Collection Activities; Proposed Collection Renewal; Comment Request Re: Guidance on Sound Incentive Compensation Practices
[ NOTICE ]
78 FR 204
pgs. 62632-62633
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Change in Bank Control Notices; Formations of, Acquisitions by, and Mergers of Bank Holding Companies; Correction
[ NOTICE ]
78 FR 204
pg. 62633
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Designated Reserve Ratio for 2014
[ NOTICE ]
78 FR 204
pg. 62633
-
Formations of, Acquisitions by, and Mergers of Bank Holding Companies
[ NOTICE ]
78 FR 204
pgs. 62633-62634
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Formations of, Acquisitions by, and Mergers of Savings and Loan Holding Companies
[ NOTICE ]
78 FR 204
pg. 62634
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Meeting of the National Biodefense Science Board
[ NOTICE ]
78 FR 204
pgs. 62634-62635
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Subcommittee on Procedures Review, Advisory Board on Radiation and Worker Health (ABRWH), National Institute for Occupational Safety and Health (NIOSH)
[ NOTICE ]
78 FR 204
pg. 62635
-
Advisory Committee to the Director (ACD), Centers for Disease Control and Prevention—Health Disparities Subcommittee (HDS)
[ NOTICE ]
78 FR 204
pgs. 62635-62636
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Disease, Disability, and Injury Prevention and Control Special Emphasis Panel (SEP): Initial Review
[ NOTICE ]
78 FR 204
pg. 62636
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Healthcare Infection Control Practices Advisory Committee (HICPAC)
[ NOTICE ]
78 FR 204
pg. 62636
-
Agency Information Collection Activities: Submission for OMB Review; Comment Request
[ NOTICE ]
78 FR 204
pgs. 62636-62637
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Proposed Information Collection Activity; Comment Request
[ NOTICE ]
78 FR 204
pgs. 62637-62638
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Agency Recordkeeping/Reporting Requirements Under Emergency Review by the Office of Management and Budget (OMB)
[ NOTICE ]
78 FR 204
pg. 62638
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National Institute on Minority Health and Health Disparities; Notice of Closed Meetings
[ NOTICE ]
78 FR 204
pgs. 62638-62639
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National Eye Institute; Notice of Closed Meeting
[ NOTICE ]
78 FR 204
pg. 62639
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National Institute of Diabetes and Digestive and Kidney Diseases; Notice of Closed Meetings
[ NOTICE ]
78 FR 204
pg. 62639
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National Institute on Aging; Notice of Closed Meetings
[ NOTICE ]
78 FR 204
pgs. 62639-62640
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National Eye Institute; Notice of Closed Meeting
[ NOTICE ]
78 FR 204
pg. 62640
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Office of the Director, National Institutes of Health; Notice of Closed Meeting
[ NOTICE ]
78 FR 204
pg. 62640
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National Institute of Allergy and Infectious Diseases; Notice of Closed Meetings
[ NOTICE ]
78 FR 204
pgs. 62640-62641
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Center for Scientific Review; Notice of Closed Meetings
[ NOTICE ]
78 FR 204
pg. 62641
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Fiscal Year (FY) 2013 Funding Opportunity
[ NOTICE ]
78 FR 204
pgs. 62641-62642
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Agency Information Collection Activities: Submission for OMB Review; Comment Request; Federal Assistance to Individuals and Households Program (IHP)
[ NOTICE ]
78 FR 204
pgs. 62642-62643
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Agency Information Collection Activities: Submission for OMB Review; Comment Request; Disaster Assistance Registration
[ NOTICE ]
78 FR 204
pgs. 62643-62644
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Agency Information Collection Activities: Application for Temporary Protected Status, Form I-821; Revision of a Currently Approved Collection
[ NOTICE ]
78 FR 204
pg. 62644
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Agency Information Collection Activities: Application for Permission to Reapply for Admission into the United States after Deportation or Removal, Form I-212; Extension, Without Change, of a Currently Approved Collection.
[ NOTICE ]
78 FR 204
pg. 62645
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Accreditation and Approval of Camin Cargo Control, Inc., as a Commercial Gauger and Laboratory
[ NOTICE ]
78 FR 204
pgs. 62645-62646
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Endangered and Threatened Wildlife and Plants; Permits; Low-Effect Habitat Conservation Plan for the Utah Prairie Dog in Garfield County, Utah
[ NOTICE ]
78 FR 204
pgs. 62646-62647
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Endangered Species; Receipt of Applications for Permit
[ NOTICE ]
78 FR 204
pg. 62647
-
Cat Island National Wildlife Refuge; West Feliciana Parish, Louisiana
[ NOTICE ]
78 FR 204
pg. 62648
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Endangered Species; Marine Mammals; Issuance of Permits
[ NOTICE ]
78 FR 204
pgs. 62648-62649
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Indian Gaming
[ NOTICE ]
78 FR 204
pg. 62649
-
Indian Gaming
[ NOTICE ]
78 FR 204
pgs. 62649-62650
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Indian Gaming
[ NOTICE ]
78 FR 204
pg. 62650
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Request for Nominees to Serve on the Bureau of Indian Education Advisory Board for Exceptional Children
[ NOTICE ]
78 FR 204
pgs. 62650-62656
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Alaska Native Claims Selection
[ NOTICE ]
78 FR 204
pgs. 62656-62657
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Notice of Public Meeting, Southwest Colorado Resource Advisory Council
[ NOTICE ]
78 FR 204
pg. 62657
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Proposed Information Collection; The Interagency Access Pass and Senior Pass Application Processes
[ NOTICE ]
78 FR 204
pgs. 62657-62658
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Proposed Information Collection; National Park Service Leasing Program
[ NOTICE ]
78 FR 204
pgs. 62658-62660
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Outer Continental Shelf (OCS), Gulf of Mexico (GOM), Oil and Gas Lease Sales Eastern Planning Area (EPA) Lease Sales 225 and 226
[ NOTICE ]
78 FR 204
pg. 62660
-
Non-Oriented Electrical Steel From China, Germany, Japan, Korea, Sweden, and Taiwan Institution of Antidumping and Countervailing Duty Investigations and Scheduling of Preliminary Phase Investigations
[ NOTICE ]
78 FR 204
pgs. 62660-62661
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Notice of Lodging of Consent Decree Pursuant to the Clean Air Act
[ NOTICE ]
78 FR 204
pgs. 62661-62662
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Ronald F. Lambert, D.D.S.; Decision and Order
[ NOTICE ]
78 FR 204
pgs. 62662-62666
-
Kenneth Harold Bull, M.D.; Decision and Order
[ NOTICE ]
78 FR 204
pgs. 62666-62676
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Anthony E. Wicks, M.D. Decision and Order
[ NOTICE ]
78 FR 204
pgs. 62676-62678
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Morris W. Cochran, M.D.; Decision and Order
[ NOTICE ]
78 FR 204
pgs. 62678-62683
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Mark G. Medinnus, D.D.S.; Decision and Order
[ NOTICE ]
78 FR 204
pgs. 62683-62694
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Hoi Y. Kam, M.D.; Decision and Order
[ NOTICE ]
78 FR 204
pgs. 62694-62698
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Lannett Company, Inc.; Grant of Registration To Import Schedule I Substance
[ NOTICE ]
78 FR 204
pgs. 62698-62708
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169th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans;Notice of Meeting
[ NOTICE ]
78 FR 204
pgs. 62708-62709
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Calendar Year 2013 Cost of Outpatient Medical, Dental, and Cosmetic Surgery Services Furnished by Department of Defense Medical Treatment Facilities; Certain Rates Regarding Recovery From Tortiously Liable Third Persons
[ NOTICE ]
78 FR 204
pg. 62709
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Tennessee Valley Authority; Watts Bar Nuclear Plant, Unit 2
[ NOTICE ]
78 FR 204
pgs. 62709-62711
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Sunshine Act Meetings
[ NOTICE ]
78 FR 204
pgs. 62711-62712
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Rate Adjustment
[ NOTICE ]
78 FR 204
pgs. 62712-62714
-
Product Change—Priority Mail Negotiated Service Agreement
[ NOTICE ]
78 FR 204
pg. 62714
-
Submission for OMB Review; Comment Request
[ NOTICE ]
78 FR 204
pg. 62715
-
Submission for OMB Review; Comment Request
[ NOTICE ]
78 FR 204
pgs. 62715-62716
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Pacific Life Insurance Company, et al; Notice of Application
[ NOTICE ]
78 FR 204
pgs. 62716-62719
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Sunshine Act Meeting
[ NOTICE ]
78 FR 204
pg. 62719
-
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice of and No Objection to The Options Clearing Corporation's Proposal To Enter a New Credit Facility Agreement
[ NOTICE ]
78 FR 204
pgs. 62719-62722
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Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Amendments to FINRA Rules 2360 and 4210 in Connection With OCC Cleared Over-the-Counter Options
[ NOTICE ]
78 FR 204
pgs. 62722-62726
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Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Regulatory Fees Payable by Certain Listed Companies and Applicants
[ NOTICE ]
78 FR 204
pgs. 62726-62728
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Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registration, Qualification, Supervision, and Continuing Education of Individuals Associated with Participant Firms
[ NOTICE ]
78 FR 204
pgs. 62728-62736
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Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-11, on Primary Offering Practices, Relating to Changes in a Bond Authorizing Document
[ NOTICE ]
78 FR 204
pgs. 62736-62745
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Equities Rules 7.31, 7.32, 7.37, and 7.38 in Order To Comprehensively Update Rules Related to the Exchange's Order Types and Modifiers
[ NOTICE ]
78 FR 204
pgs. 62745-62751
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Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the WisdomTree Bloomberg U.S. Dollar Bullish Fund, WisdomTree Bloomberg U.S. Dollar Bearish Fund, and the WisdomTree Commodity Currency Bearish Fund Under NYSE Arca Equities Rule 8.600
[ NOTICE ]
78 FR 204
pgs. 62751-62760
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Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of the Dedicated OUCH Port Infrastructure Service
[ NOTICE ]
78 FR 204
pgs. 62761-62762
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Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Minor Grammatical Errors, Remove Obsolete References and Comply With a Commission Recommendation
[ NOTICE ]
78 FR 204
pgs. 62762-62763
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Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees
[ NOTICE ]
78 FR 204
pgs. 62764-62765
-
Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 3130 (Exemptions From Position Limits)
[ NOTICE ]
78 FR 204
pgs. 62765-62766
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Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to NDX and RUT Combination Orders
[ NOTICE ]
78 FR 204
pgs. 62766-62771
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Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretive Material to Rule 5050 and Rule 6090
[ NOTICE ]
78 FR 204
pgs. 62771-62774
-
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Table of Contents of the Pricing Schedule
[ NOTICE ]
78 FR 204
pgs. 62774-62775
-
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to CBSX Appendix A
[ NOTICE ]
78 FR 204
pgs. 62775-62777
-
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Rule Change To Add a Reference to Rule 10C-1 Under the Exchange Act in the Exchange's Rules Concerning Unlisted Trading Privileges
[ NOTICE ]
78 FR 204
pgs. 62777-62778
-
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
[ NOTICE ]
78 FR 204
pgs. 62778-62780
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Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed Rule Change to Amend MSRB Rule A-3, on Membership on the Board, To Modify the Standard of Independence for Public Board Members
[ NOTICE ]
78 FR 204
pg. 62780
-
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Clarifying Rule 1014 Regarding Daily Quoting Obligations
[ NOTICE ]
78 FR 204
pgs. 62780-62782
-
Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.19 To Extend Pilot Program Regarding Clearly Erroneous Executions
[ NOTICE ]
78 FR 204
pgs. 62782-62784
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Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Wash Sale Transactions and FINRA Rule 5210 (Publication of Transactions and Quotations)
[ NOTICE ]
78 FR 204
pgs. 62784-62785
-
Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Risk Parameters
[ NOTICE ]
78 FR 204
pgs. 62785-62787
-
Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Its IRS Margin Methodology
[ NOTICE ]
78 FR 204
pgs. 62787-62788
-
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to TRACE Fees for Securities Act Rule 144A Transaction Data
[ NOTICE ]
78 FR 204
pgs. 62788-62791
-
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Liquidity Income Fund
[ NOTICE ]
78 FR 204
pgs. 62791-62798
-
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Complex Order Book Data Feed for CBOE Listed Options
[ NOTICE ]
78 FR 204
pgs. 62798-62802
-
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for a Temporary Suspension of Those Aspects of Rules 36.20—Equities and 36.21—Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Due to the Unavailability of Exchange-Provided Cell Phones Beginning on October 10, 2013 Until the Earlier of When Cell Phone Service Is Restored or October 11, 2013
[ NOTICE ]
78 FR 204
pgs. 62802-62804
-
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
[ NOTICE ]
78 FR 204
pgs. 62804-62807
-
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Credits Applicable to Execution and Routing of Orders in Securities Priced at $1 or More per Share Under Rule 7018
[ NOTICE ]
78 FR 204
pgs. 62807-62809
-
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Regarding the Short Term Option Series Program
[ NOTICE ]
78 FR 204
pgs. 62809-62814
-
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Assume Operational Responsibility for Certain Surveillance Activity Currently Performed by FINRA Under the Exchange's Authority and Supervision
[ NOTICE ]
78 FR 204
pgs. 62814-62815
-
Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees
[ NOTICE ]
78 FR 204
pgs. 62815-62817
-
Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification and Reporting Provisions for Exchange of Contract for Related Position Transactions and Block Trades
[ NOTICE ]
78 FR 204
pgs. 62817-62820
-
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale
[ NOTICE ]
78 FR 204
pgs. 62820-62825
-
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for a Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on The Trading Floor Due to the Unavailability of Exchange-Provided Cell Phones Beginning on October 10, 2013 Until the Earlier of When Cell Phone Service Is Restored or October 11, 2013
[ NOTICE ]
78 FR 204
pgs. 62825-62827
-
Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Terminate the Sealed Envelope Service, Which Is Part of The Depository Trust Company's Custody Service
[ NOTICE ]
78 FR 204
pgs. 62827-62828
-
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 12.6 To Conform to FINRA Rule 5320 Relating to Trading Ahead of Customer Orders
[ NOTICE ]
78 FR 204
pgs. 62828-62831
-
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook
[ NOTICE ]
78 FR 204
pgs. 62831-62834
-
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Global Tactical Commodity Strategy Fund of First Trust Exchange-Traded Fund VII
[ NOTICE ]
78 FR 204
pgs. 62834-62838
-
Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to PIM and Penny Pilot Periods
[ NOTICE ]
78 FR 204
pgs. 62838-62841
-
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or Greater
[ NOTICE ]
78 FR 204
pgs. 62841-62842
-
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules 3.2, 13.3, and Adopt Rule 12.14, Front Running of Block Transactions To Conform With the Rules of Other Self-Regulatory Organizations
[ NOTICE ]
78 FR 204
pgs. 62842-62846
-
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing Amendment No. 3 to a Proposed Rule Change, as Previously Modified by Amendment Nos. 1 and 2, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs
[ NOTICE ]
78 FR 204
pgs. 62846-62848
-
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Complex Order Book Data Feed for C2 Listed Options
[ NOTICE ]
78 FR 204
pgs. 62849-62852
-
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of the Options Floor Broker Management System
[ NOTICE ]
78 FR 204
pgs. 62852-62853
-
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule
[ NOTICE ]
78 FR 204
pgs. 62854-62855
-
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rules 3.2, 13.3, and Adopt Rule 12.14, Front Running of Block Transactions To Conform With the Rules of Other Self-Regulatory Organizations
[ NOTICE ]
78 FR 204
pgs. 62855-62858
-
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Short Term Option Series Program
[ NOTICE ]
78 FR 204
pgs. 62858-62860
-
Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 8040
[ NOTICE ]
78 FR 204
pgs. 62860-62862
-
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Require Alternative Trading Systems To Report Volume Information to FINRA and Use Unique Market Participant Identifiers
[ NOTICE ]
78 FR 204
pgs. 62862-62867
-
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed MSRB Rule G-47, on Time of Trade Disclosure Obligations, Proposed Revisions to MSRB Rule G-19, on Suitability of Recommendations and Transactions, Proposed MSRB Rules D-15 and G-48, on Sophisticated Municipal Market Professionals, and the Proposed Deletion of Interpretive Guidance
[ NOTICE ]
78 FR 204
pgs. 62867-62881
-
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 341A To Specify Applicable Continuing Education Requirements, Amending the NYSE Amex Options Fee Schedule To Specify Corresponding CE Fees and To Specify Fees for the Series 56 Examination
[ NOTICE ]
78 FR 204
pgs. 62881-62884
-
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change To Assume Operational Responsibility for Certain Surveillance Activity Currently Performed by FINRA Under the Exchange's Authority and Supervision
[ NOTICE ]
78 FR 204
pgs. 62884-62885
-
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
[ NOTICE ]
78 FR 204
pgs. 62885-62887
-
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Rule 6.42
[ NOTICE ]
78 FR 204
pgs. 62887-62889
-
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual To Expand the Suite of Complimentary Products and Services That Are Offered to Certain Current and Newly Listed Companies
[ NOTICE ]
78 FR 204
pgs. 62889-62891
-
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval to Proposed Rule Change Relating to the Discontinuation of the Differentiation of Price Improvement XL Orders of Less Than 50 Contracts
[ NOTICE ]
78 FR 204
pgs. 62891-62893
-
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing Amendment No. 3 to Advance Notice, as Previously Modified by Amendment Nos. 1 and 2, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs
[ NOTICE ]
78 FR 204
pgs. 62893-62896
-
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 12.6 To Conform to FINRA Rule 5320 Relating to Trading Ahead of Customer Orders
[ NOTICE ]
78 FR 204
pgs. 62896-62899
-
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees
[ NOTICE ]
78 FR 204
pgs. 62899-62901
-
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
[ NOTICE ]
78 FR 204
pgs. 62901-62903
-
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
[ NOTICE ]
78 FR 204
pgs. 62903-62907
-
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
[ NOTICE ]
78 FR 204
pgs. 62907-62909
-
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuing Education
[ NOTICE ]
78 FR 204
pgs. 62909-62911
-
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.23 to Specify Applicable Continuing Education Requirements, Amending the NYSE Arca Options Fee Schedule to Specify Corresponding CE Fees and to Specify Fees for the Series 56 Examination
[ NOTICE ]
78 FR 204
pgs. 62911-62915
-
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2 To Specify That the Definition of an Approved Person Does Not Include a Governmental Entity and Amending Rule 304 To Provide That If a Governmental Entity Directly or Indirectly Owns a Member Organization, Then the Member Organization Must Identify Such Governmental Entity to The Exchange
[ NOTICE ]
78 FR 204
pgs. 62915-62917
-
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Rule To Adopt Price Protection Filters for Electronic Complex Orders
[ NOTICE ]
78 FR 204
pgs. 62917-62921
-
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
[ NOTICE ]
78 FR 204
pgs. 62921-62922
-
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Rule To Adopt Price Protection Filters for Electronic Complex Orders
[ NOTICE ]
78 FR 204
pgs. 62923-62926
-
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.
[ NOTICE ]
78 FR 204
pgs. 62926-62928
-
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2—Equities To Specify That the Definition of An Approved Person Does Not Include a Governmental Entity and Amending Rule 304—Equities To Provide That if a Governmental Entity Directly or Indirectly Owns a Member Organization, Then the Member Organization Must Identify Such Governmental Entity to the Exchange
[ NOTICE ]
78 FR 204
pgs. 62928-62930
-
Order Providing Broker-Dealers a Temporary Exemption From the Requirements of Certain New Amendments to the Financial Responsibility Rules for Broker-Dealers Under the Securities Exchange Act of 1934
[ NOTICE ]
78 FR 204
pgs. 62930-62931
-
China Ritar Power Corp., Order of Suspension of Trading
[ NOTICE ]
78 FR 204
pg. 62931
-
Pacific Clean Water Technologies, Inc.; Order of Suspension of Trading
[ NOTICE ]
78 FR 204
pg. 62931
-
Emergence Capital Partners SBIC, L.P.;Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest
[ NOTICE ]
78 FR 204
pgs. 62931-62932
-
Interest Rates
[ NOTICE ]
78 FR 204
pg. 62932
-
Agency Information Collection Activities: Proposed Request and Comment Request
[ NOTICE ]
78 FR 204
pgs. 62932-62935
-
Culturally Significant Object Imported for Exhibition Determinations: “A Loan From the Vatican Museums: Madonna and Child With Saint John the Baptist and Saint Mary Magdalene”
[ NOTICE ]
78 FR 204
pg. 62935
-
Qualification of Drivers; Exemption Applications; Vision
[ NOTICE ]
78 FR 204
pgs. 62935-62938
-
Qualification of Drivers; Exemption Applications; Vision
[ NOTICE ]
78 FR 204
pgs. 62938-62940
-
Railroad Revenue Adequacy—2012 Determination
[ NOTICE ]
78 FR 204
pg. 62940
-
Submission for OMB Review; Comment Request
[ NOTICE ]
78 FR 204
pgs. 62940-62941
-
Submission for OMB Review; Comment Request
[ NOTICE ]
78 FR 204
pg. 62941
-
Debt Management Advisory Committee Meeting
[ NOTICE ]
78 FR 204
pgs. 62941-62942
-
Agency Information Collection Activities; Proposed Collection; Comment Request; Company-Run Annual Stress Test Reporting Template and Documentation for Covered Institutions With Total Consolidated Assets of $10 Billion to $50 Billion Under the Dodd-Frank Wall Street Reform and Consumer Protection Act
[ NOTICE ]
78 FR 204
pgs. 62942-62946
-
Additional Designations, Foreign Narcotics Kingpin Designation Act
[ NOTICE ]
78 FR 204
pgs. 62946-62947
-
Unblocking of Specially Designated Nationals and Blocked Persons Pursuant to the Foreign Narcotics Kingpin Designation Act
[ NOTICE ]
78 FR 204
pgs. 62947-62948
-
Unblocking of Specially Designated Nationals and Blocked Persons Pursuant to Executive Order 12978
[ NOTICE ]
78 FR 204
pg. 62948
-
Proposed Collection; Comment Request for Regulation Project
[ NOTICE ]
78 FR 204
pgs. 62948-62949
-