90 FR 62 pgs. 14507-14508 - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940
Type: NOTICEVolume: 90Number: 62Pages: 14507 - 14508
Pages: 14507, 14508Docket number: [Release No. IA-6868]
FR document: [FR Doc. 2025-05660 Filed 4-1-25; 8:45 am]
Agency: Securities and Exchange Commission
Official PDF Version: PDF Version
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IA-6868]
Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940
March 28, 2025.
Notice is given that the Securities and Exchange Commission (the "Commission") intends to issue an order, pursuant to section 203(h) of the Investment Advisers Act of 1940 (the "Act"), cancelling the registrations of the investment advisers whose names appear in the attached Appendix, hereinafter referred to as the "registrants."
Section 203(h) of the Act provides, in pertinent part, that if the Commission finds that any person registered under section 203, or who has pending an application for registration filed under that section, is no longer in existence, is not engaged in business as an investment adviser, or is prohibited from registering as an investment adviser under section 203A, the Commission shall by order cancel the registration of such person.
Each registrant listed in the attached Appendix either (a) has not filed a Form ADV amendment with the Commission as required by rule 204-1 under the Act? 1 and appears to be no longer engaged in business as an investment adviser or (b) has indicated on Form ADV that it is no longer eligible to remain registered with the Commission as an investment adviser but has not filed Form ADV-W to withdraw its registration. Accordingly, the Commission believes that reasonable grounds exist for a finding that these registrants are no longer in existence, are not engaged in business as investment advisers, or are prohibited from registering as investment advisers under section 203A, and that their registrations should be cancelled pursuant to section 203(h) of the Act.
Footnotes:
1 ?Rule 204-1 under the Act requires any adviser that is required to complete Form ADV to amend the form at least annually and to submit the amendments electronically through the Investment Adviser Registration Depository.
Notice is also given that any interested person may, by April 22, 2025, at 5:30 p.m., submit to the Commission in writing a request for a hearing on the cancellation of the registration of any registrant listed in the attached Appendix, accompanied by a statement as to the nature of such person's interest, the reason for such person's request, and the issues, if any, of fact or law proposed to be controverted, and the writer may request to be notified if the Commission should order a hearing thereon. Any such communication should be emailed to the Commission's Secretary at Secretarys-Office@sec.gov.
[top] At any time after April 22, 2025, the Commission may issue an order or orders cancelling the registrations of any or all of the registrants listed in the attached Appendix, upon the basis of the information stated above, unless an
ADDRESSES:
The Commission: Secretarys-Office@sec.gov.
FOR FURTHER INFORMATION CONTACT:
Priscilla Dao, Senior Counsel, at 202-551-6825; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE, Washington, DC 20549-8549.
For the Commission, by the Division of Investment Management, pursuant to delegated authority. 2
Footnotes:
2 ?17 CFR 200.30-5(e)(2).
Sherry R. Haywood,
Assistant Secretary.
[ Appendix follows on next page ]
Appendix
| SEC No. | Full legal name |
|---|---|
| 801-57974 | MARKETOCRACY CAPITAL MANAGEMENT LLC. |
| 801-66878 | STOCK MARKETS INSTITUTE. |
| 801-79959 | ENIER JOSE CABRERA. |
| 801-80118 | TCA FUND MANAGEMENT GROUP CORP. |
| 801-110970 | BRITE ADVISORS PTY LTD. |
| 801-128727 | MAVROS CAPITAL MANAGEMENT, LLC. |
| 801-129196 | PF ADVISORS LLC. |
[FR Doc. 2025-05660 Filed 4-1-25; 8:45 am]
BILLING CODE 8011-01-P