88 FR 67 pg. 20760 - Insider Trading Arrangements and Related Disclosures
Type: RULEVolume: 88Number: 67Page: 20760
Page: 20760Docket number: [Release Nos. 33-11138; 34-96492; File No. S7-20-21]
FR document: [FR Doc. C1-2022-27675 Filed 4-6-23; 8:45 am]
Agency: Securities and Exchange Commission
Official PDF Version: PDF Version
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SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 229, 232, 240, and 249
[Release Nos. 33-11138; 34-96492; File No. S7-20-21]
RIN 3235-AM86
Insider Trading Arrangements and Related Disclosures
Correction
In rule document 2022-27675, appearing on pages 80362-80432 in the issue of Thursday, December 29, 2022, make the following correction:
§?229.601 [Corrected]
Beginning on page 80428, the "Exhibit Table" is correct to read as set forth below:
| Securities act forms | S-1 | S-3 | SF-1 | SF-3 | S-4? 1 | S-8 | S-11 | F-1 | F-3 | F-4? 1 | Exchange act forms | 10 | 8-K? 2 | 10-D | 10-Q | 10-K | ABS-EE | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| * * * * * * * | ||||||||||||||||||
| (19) Insider trading policies and procedures | X | |||||||||||||||||
| * * * * * * * | ||||||||||||||||||
| 1 ?An exhibit need not be provided about a company if: (1) With respect to such company an election has been made under Form S-4 or F-4 to provide information about such company at a level prescribed by Form S-3 or F-3; and (2) the form, the level of which has been elected under Form S-4 or F-4, would not require such company to provide such exhibit if it were registering a primary offering. | ||||||||||||||||||
| 2 ?A Form 8-K exhibit is required only if relevant to the subject matter reported on the Form 8-K report. For example, if the Form 8-K pertains to the departure of a director, only the exhibit described in paragraph (b)(17) of this section need be filed. A required exhibit may be incorporated by reference from a previous filing. | ||||||||||||||||||
[FR Doc. C1-2022-27675 Filed 4-6-23; 8:45 am]
BILLING CODE 0099-10-P