87 FR 186 pgs. 58590-58591 - Notice of Intention To Cancel Registrations of Certain Transfer Agents
Type: NOTICEVolume: 87Number: 186Pages: 58590 - 58591
Pages: 58590, 58591Docket number: [Release No. 34-95855]
FR document: [FR Doc. 2022-20815 Filed 9-26-22; 8:45 am]
Agency: Securities and Exchange Commission
Official PDF Version: PDF Version
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-95855]
Notice of Intention To Cancel Registrations of Certain Transfer Agents
Notice is hereby given that the Securities and Exchange Commission ("Commission") intends to issue an order, pursuant to Section 17A(c)(4)(B) of the Securities Exchange Act of 1934 ("Act"), 1 cancelling the registrations of the transfer agents whose names appear in the attached Appendix.
Footnotes:
1 ?15 U.S.C. 78q-1(c)(4)(B).
FOR FURTHER INFORMATION CONTACT:
Moshe Rothman, Assistant Director, or Catherine Whiting, Senior Counsel, at (202) 551-4990, U.S. Securities and Exchange Commission, Division of Trading and Markets, 100 F Street NE, Washington, DC 20549 or by email at tradingandmarkets@sec.gov with the phrase "Notice of Intention to Cancel Transfer Agent Registration" in the subject line.
Background: Section 17A(c)(4)(B) of the Act provides that if the Commission finds that any transfer agent registered with the Commission is no longer in existence or has ceased to do business as a transfer agent, the Commission shall by order cancel that transfer agent's registration.
Although the Commission has made efforts to locate and to determine the status of each of the transfer agents listed in the Appendix, based on the facts it has, the Commission believes that each of those transfer agents is no longer in existence or has ceased doing business as a transfer agent. Accordingly, at any time after November 1, 2022, the Commission intends to issue an order cancelling the registrations of the transfer agents listed in the Appendix.
[top] The representative of any transfer agent listed in the Appendix who believes the registration of the transfer agent should not be cancelled must notify the Commission by email within 30 days after the notice date. Email notifications must be sent to tradingandmarkets@sec.gov with the phrase "Notice of Intention to Cancel
For the Commission by the Division of Trading and Markets, pursuant to delegated authority. 2
Footnotes:
2 17 CFR 200.30-3(a)(22).
Dated: September 21, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
| Transfer agent name | File No. |
|---|---|
| Advanced Fund Administration, LLC | 084-06396 |
| Ameritor Financial Corp | 084-00018 |
| Andesa Services, Inc | 084-06233 |
| Bank Of Commerce & Trust Co | 084-06235 |
| Colbent Corp | 084-05927 |
| Cronos Capital Corp | 084-00977 |
| Donald Rivers Goolsby Whfit | 084-06560 |
| Dynamic Transfer Services Corp | 084-06394 |
| Fidelity Transfer Services, Inc | 084-06405 |
| Financial Data Services Inc | 084-01339 |
| First National Bank In Sioux Falls | 084-06228 |
| Foresight Asset Management LLC | 084-06051 |
| Gartmore Investors Services, Inc | 084-06229 |
| Grohe Aktiengesellschaft | 084-06022 |
| Gulf Registrar And Transfer Corp | 084-06136 |
| Hartford Investor Services Co LLC | 084-05882 |
| Interstate Transfer Co | 084-05573 |
| M & K Produce Inc | 084-06183 |
| National Western Life Insurance Co | 084-00693 |
| Orbitex Fund Services Inc | 084-01493 |
| Orion Share Transfer LLC | 084-06295 |
| Patriot Stock Transfer LLC | 084-06382 |
| Portfolios Inc | 084-05551 |
| Preferred Partnership Services Inc | 084-05747 |
| Presidential Life Corp | 084-00816 |
| Pyxis Global Financial Services | 084-06463 |
| Republic Stock Transfer Inc | 084-01124 |
| Reserve Fund | 084-00449 |
| Reserve Management Corp | 084-05838 |
| Reserve Petroleum Co | 084-00630 |
| Reserve Short-Term Investment Trust | 084-06156 |
| Retirement System Consultants Inc | 084-01972 |
| SCC Transfer, LLC | 084-06579 |
| Seligman Common Stock Fund Inc | 084-00503 |
| Seligman Core Fixed Income Fund Inc | 084-05921 |
| Seligman High Income Fund Series | 084-01266 |
| Seligman New Jersey Municipal Fund Inc | 084-01686 |
| Seligman Pennsylvania Municipal Fund Series Inc | 084-01486 |
| Seligman Select Municipal Fund Inc | 084-01896 |
| Seligman Tax-Aware Fund, Inc | 084-05894 |
| Tass LLC | 084-06115 |
| The Provo Group, Inc | 084-05890 |
| Travelers Rest Resort Inc | 084-06056 |
| Truman Stock Transfer LLC | 084-06320 |
| Universal Stock Transfer Co., Inc | 084-06308 |
| Wall Street Transfer Agents Inc | 084-06203 |
| West Coast Stock Transfer, Inc | 084-06138 |
| American Heritage Stock Transfer, Inc | 084-06137 |
| Dominion Filing And Transfer Inc | 084-06514 |
| European Fund Services S.A | 084-06182 |
| Pioneer Global Investments Ltd | 084-05682 |
| Law Debenture Trust Co Of New York | 084-06087 |
[FR Doc. 2022-20815 Filed 9-26-22; 8:45 am]
BILLING CODE 8011-01-P