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86 FR 128 pgs. 36172-36173 - Submission for OMB Review; Comment Request

Type: NOTICEVolume: 86Number: 128Pages: 36172 - 36173
Docket number: [Extension: Rule 17g-5, OMB Control No. 3235-0649]
FR document: [FR Doc. 2021-14580 Filed 7-7-21; 8:45 am]
Agency: Securities and Exchange Commission
Official PDF Version:  PDF Version
Pages: 36172, 36173

[top] page 36172

SECURITIES AND EXCHANGE COMMISSION

[Extension: Rule 17g-5, OMB Control No. 3235-0649]

Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE, Washington, DC 20549-2736

Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq. ), the Securities and Exchange Commission ("Commission") has submitted to the Office of Management and Budget ("OMB") a request for approval of extension of the previously approved collection of information provided for in Rule 17g-5 (17 CFR 240.17g-5) under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq. ) ("Exchange Act").

Rule 17g-5 requires the disclosure of and establishment of procedures to manage certain NRSRO conflicts of interest, prohibits certain other NRSRO conflicts of interest, and contains requirements regarding the disclosure of information in the case of the conflict of interest of an NRSRO issuing or maintaining a credit rating on an asset-backed security that was paid for by the issuer, sponsor, or underwriter of the security. The Commission currently estimates that the total annual burden for respondents to comply with Rule 17g-5 is 263,306 hours.

An agency may not conduct or sponsor a collection of information unless it displays a currently valid OMB control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid OMB control number.


[top] The public may view background documentation for this information collection at the following website: page 36173 > www.reginfo.gov <. Find this particular information collection by selecting "Currently under 30-day Review-Open for Public Comments" or by using the search function. Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to (i) > www.reginfo.gov/public/do/PRAMain < and (ii) David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or by sending an email to: PRA_Mailbox@sec.gov.

Dated: July 2, 2021.

J. Matthew DeLesDernier,

Assistant Secretary.

[FR Doc. 2021-14580 Filed 7-7-21; 8:45 am]

BILLING CODE 8011-01-P