85 FR 224 pgs. 73713-73716 - Agency Forms Undergoing Paperwork Reduction Act Review

Type: NOTICEVolume: 85Number: 224Pages: 73713 - 73716
Docket number: [30Day-21-0666]
FR document: [FR Doc. 2020-25576 Filed 11-18-20; 8:45 am]
Agency: Health and Human Services Department
Sub Agency: Centers for Disease Control and Prevention
Official PDF Version:  PDF Version
Pages: 73713, 73714, 73715, 73716

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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Centers for Disease Control and Prevention

[30Day-21-0666]

Agency Forms Undergoing Paperwork Reduction Act Review

In accordance with the Paperwork Reduction Act of 1995, the Centers for Disease Control and Prevention (CDC) has submitted the information collection request titled National Healthcare Safety Network (NHSN) to the Office of Management and Budget (OMB) for review and approval. CDC previously published a "Proposed Data Collection Submitted for Public Comment and Recommendations" notice on June 15, 2020 to obtain comments from the public and affected agencies. CDC received two comments related to the previous notice. This notice serves to allow an additional 30 days for public and affected agency comments.

CDC will accept all comments for this proposed information collection project. The Office of Management and Budget is particularly interested in comments that:

(a) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the information will have practical utility;

(b) Evaluate the accuracy of the agencies estimate of the burden of the proposed collection of information, including the validity of the methodology and assumptions used;

(c) Enhance the quality, utility, and clarity of the information to be collected;

(d) Minimize the burden of the collection of information on those who are to respond, including, through the use of appropriate automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses; and

(e) Assess information collection costs.

To request additional information on the proposed project or to obtain a copy of the information collection plan and instruments, call (404) 639-7570. Comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to www.reginfo.gov/public/do/PRAMain . Find this particular information collection by selecting "Currently under 30-day Review-Open for Public Comments" or by using the search function. Direct written comments and/or suggestions regarding the items contained in this notice to the Attention: CDC Desk Officer, Office of Management and Budget, 725 17th Street NW, Washington, DC 20503 or by fax to (202) 395-5806. Provide written comments within 30 days of notice publication.

Proposed Project

National Healthcare Safety Network (NHSN) (OMB Control No. 0920-0666, Exp. 12/31/2022)-Revision-National Center for Emerging and Zoonotic Infection Diseases (NCEZID), Centers for Disease Control and Prevention (CDC).

Background and Brief Description

The Division of Healthcare Quality Promotion (DHQP), National Center for Emerging and Zoonotic Infectious Diseases (NCEZID), Centers for Disease Control and Prevention (CDC) collects data from healthcare facilities in the National Healthcare Safety Network (NHSN) under OMB Control Number 0920-0666. NHSN provides facilities, states, regions, and the nation with data necessary to identify problem areas, measure the progress of prevention efforts, and ultimately eliminate healthcare-associated infections (HAIs) nationwide. NHSN allows healthcare facilities to track blood safety errors and various healthcare-associated infection prevention practice methods such as healthcare personnel influenza vaccine status and corresponding infection control adherence rates. NHSN currently has six components:


[top] Patient Safety (PS), Healthcare Personnel Safety (HPS), Biovigilance (BV), Long-Term Care Facility (LTCF), Outpatient Procedure (OPC), and the Dialysis Component. NHSN's planned page 73714 Neonatal Component is expected to launch during the winter of 2020/2021. This component will focus on premature neonates and the healthcare associated events that occur as a result of their prematurity. This component will be released with one module, which includes Late Onset-Sepsis and Meningitis. Late-onset sepsis (LOS) and Meningitis are common complications of extreme prematurity. These infections are usually serious, causing a prolongation of hospital stay, increased cost, and risk of morbidity and mortality. The data for this module will be electronically submitted, and manual data entry will not be available. This will allow more hospital personnel to be available to care for patients and will reduce annual burden across healthcare facilities. Additionally, LOS data will be utilized for prevention initiatives. Data reported under the Patient Safety Component are used to determine the magnitude of the healthcare-associated adverse events and trends in the rates of the events, in the distribution of pathogens, and in the adherence to prevention practices. Data will help detect changes in the epidemiology of adverse events resulting from new medical therapies and changing patient risks. Additionally, reported data is being used to describe the epidemiology of antimicrobial use and resistance and to better understand the relationship of antimicrobial therapy to this rising problem. Under the Healthcare Personnel Safety Component, protocols and data on events-both positive and adverse-are used to determine (1) the magnitude of adverse events in healthcare personnel, and (2) compliance with immunization and sharps injuries safety guidelines. Under the Biovigilance Component, data on adverse reactions and incidents associated with blood transfusions are reported and analyzed to provide national estimates of adverse reactions and incidents. Under the Long-Term Care Facility Component, data is captured from skilled nursing facilities. Reporting methods under the LTCF component have been created by using forms from the PS Component as a model with modifications to specifically address the specific characteristics of LTCF residents and the unique data needs of these facilities reporting into NHSN. A new form has been introduced for field testing-Respiratory Tract Infection (RTI)-not to be used by NHSN users, but as part of an EIP project with 4 EIP sites. Form title will be Denominators for Healthcare Associated Infections (HAIs): Respiratory Tract Infections. The purpose of this form is to allow testing prior to introducing a new module and forms to NHSN users. The CDC's Epidemiology Research & Innovations Branch (ERIB) team will use the form to perform field testing of variables to explore the utilization, applicability, and data collection burden associated with these variables. This process will inform areas of improvement prior to incorporating the new module, including protocol, forms, and instructions into NHSN. The estimated burden for this form is 20 minutes, which is based on a similar denominator form. The Dialysis Component offers a simplified user interface for dialysis users to streamline their data entry and analyses processes as well as provide options for expanding in the future to include dialysis surveillance in settings other than outpatient facilities. The Outpatient Procedure Component (OPC) gathers data on the impact of infections and outcomes related to operative procedures performed in Ambulatory Surgery Centers (ASCs). The OPC is used to monitor two event types: Same Day Outcome Measures and Surgical Site Infections (SSIs). NHSN has increasingly served as the operating system for HAI reporting compliance through legislation established by the states. As of April 2020, 36 states, the District of Columbia and the City of Philadelphia, Pennsylvania have opted to use NHSN as their primary system for mandated reporting. Reporting compliance is completed by healthcare facilities in their respective jurisdictions, with emphasis on those states and municipalities acquiring varying consequences for failure to use NHSN. Additionally, healthcare facilities in five U.S. territories (Puerto Rico, American Samoa, the U.S. Virgin Islands, Guam, and the Northern Mariana Islands) are voluntarily reporting to NHSN. Additional territories are projected to follow with similar use of NHSN for reporting purposes. NHSN's data is used to aid in the tracking of HAIs and guide infection prevention activities/practices that protect patients. The Centers for Medicare and Medicaid Services (CMS) and other payers use these data to determine incentives for performance at healthcare facilities across the US and surrounding territories, and members of the public may use some protected data to inform their selection among available providers. Each of these parties is dependent on the completeness and accuracy of the data. CDC and CMS work closely and are fully committed to ensuring complete and accurate reporting, which are critical for protecting patients and guiding national, state, and local prevention priorities. CMS collects some HAI data and healthcare personnel influenza vaccination summary data, which is done on a voluntary basis as part of its Fee-for-Service Medicare quality reporting programs, while others may report data required by a federal mandate. Facilities that fail to report quality measure data are subject to partial payment reduction in the applicable Medicare Fee-for-Service payment system. CMS links their quality reporting to payment for Medicare-eligible acute care hospitals, inpatient rehabilitation facilities, long-term acute care facilities, oncology hospitals, inpatient psychiatric facilities, dialysis facilities, and ambulatory surgery centers. Facilities report HAI data and healthcare personnel influenza vaccination summary data to CMS via NHSN as part of CMS's quality reporting programs to receive full payment. Still, many healthcare facilities, even in states without HAI reporting legislation, submit limited HAI data to NHSN voluntarily. NHSN's data collection updates continue to support the incentive programs managed by CMS. For example, survey questions support requirements for CMS' quality reporting programs. Additionally, CDC has collaborated with CMS on a voluntary National Nursing Home Quality Collaborative, which focuses on recruiting nursing homes to report HAI data to NHSN and to retain their continued participation. This project has resulted in a significant increase in long-term care facilities reporting to NHSN. The ICR previously approved in December of 2019 for 5,352,360 responses; 3,113,631 burden hours. The proposed changes in this new ICR include revisions to eight data collection forms and the addition of ten new forms for a total of 79 proposed data collection forms. In this Revision, CDC requests OMB approval for an estimated 1,321,443 annual burden hours.


[top] The ICR previously approved in December of 2019 for 5,352,360 responses; 3,113,631 burden hours and $101,009,102 in annual cost, is due to expire on December 31, 2022. The reporting burden decreased by 1,792,188 hours for a total estimated burden of 1,321,443 hours. The annual cost of reporting will increase by $1,642,524 for a total cost burden of $102,651,626. The proposed changes in this new ICR include revisions to eight data collection forms and the addition page 73715 of two new forms for a total of 79 proposed data collection forms. In this Revision, CDC requests OMB approval for an estimated 1,321,443 annual burden hours.

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Form No. & name Number of respondents Number of responses per respondent Avg. burden per response (min./hour) Total burden (hours)
57.100 NHSN Registration Form 2,000 1 5/60 167
57.101 Facility Contact Information 2,000 1 10/60 333
57.103 Patient Safety Component-Annual Hospital Survey 6,765 1 55/60 6,201
57.105 Group Contact Information 1,000 1 5/60 83
57.106 Patient Safety Monthly Reporting Plan 7,821 12 15/60 23,463
57.108 Primary Bloodstream Infection (BSI) 5,775 5 38/60 18,288
57.111 Pneumonia (PNEU) 1,800 2 30/60 18,288
57.112 Ventilator-Associated Event 5,463 8 28/60 20,395
57.113 Pediatric Ventilator-Associated Event (PedVAE) 334 1 30/60 167
57.114 Urinary Tract Infection (UTI) 6,000 5 20/60 10,000
57.115 Custom Event 600 91 35/60 31,850
57.116 Denominators for Neonatal Intensive Care Unit (NICU) 1,100 12 4/60 880
57.117 Denominators for Specialty Care Area (SCA)/Oncology (ONC) 500 12 5/60 503
57.118 Denominators for Intensive Care Unit (ICU)/Other locations (not NICU or SCA) 5,500 60 5/60 27,665
57.120 Surgical Site Infection (SSI) 6,000 9 35/60 31,500
57.121 Denominator for Procedure 6,000 602 10/60 602,000
57.122 HAI Progress Report State Health Department Survey 55 1 28/60 26
57.123 Antimicrobial Use and Resistance (AUR)-Microbiology Data Electronic Upload Specification Tables 2,500 12 5/60 1,500
57.124 Antimicrobial Use and Resistance (AUR)-Pharmacy Data Electronic Upload Specification Tables 2,000 12 5/60 2,000
57.125 Central Line Insertion Practices Adherence Monitoring 500 213 25/60 44,375
57.126 MDRO or CDI Infection Form 720 12 30/60 3,960
57.127 MDRO and CDI Prevention Process and Outcome Measures Monthly Monitoring 5,500 29 15/60 39,875
57.128 Laboratory-identified MDRO or CDI Event 4,800 79 20/60 126,400
57.129 Adult Sepsis 50 250 25/60 5,208
57.135 Late Onset Sepsis/Meningitis Denominator Form: Data Table for monthly electronic upload 300 12 5/60 300
57.136 Late Onset Sepsis/Meningitis Event Form: Data Table for Monthly Electronic Upload 300 4 5/60 100
57.137 Long-Term Care Facility Component-Annual Facility Survey 3,079 1 1/60 51
57.138 Laboratory-identified MDRO or CDI Event for LTCF 1,998 24 12/60 9,590
57.139 MDRO and CDI Prevention Process Measures Monthly Monitoring for LTCF 1,998 12 12/60 4,795
57.140 Urinary Tract Infection (UTI) for LTCF 339 12 12/60 814
57.141 Monthly Reporting Plan for LTCF 2,011 12 12/60 4,826
57.142 Denominators for LTCF Locations 339 12 250/60 814
57.143 Prevention Process Measures Monthly Monitoring for LTCF 130 12 12/60 312
57.150 LTAC Annual Survey 620 1 10/60 10
57.151 Rehab Annual Survey 1,340 1 10/60 625
57.200 Healthcare Personnel Safety Component Annual Facility Survey 50 1 480/60 400
57.203 Healthcare Personnel Safety Monthly Reporting Plan 1 5/60
57.204 Healthcare Worker Demographic Data 50 200 20/60 3,333
57.205 Exposure to Blood/Body Fluids 50 50 60/60 2,500
57.206 Healthcare Worker Prophylaxis/Treatment 50 30 15/60 375
57.207 Follow-Up Laboratory Testing 50 50 15/60 625
57.210 Healthcare Worker Prophylaxis/Treatment-Influenza 50 50 10/60 417
57.300 Hemovigilance Module Annual Survey 500 1 85/60 708
57.301 Hemovigilance Module Monthly Reporting Plan 500 12 1/60 100
57.303 Hemovigilance Module Monthly Reporting Denominators 500 12 70/60 7,000
57.305 Hemovigilance Incident 500 10 10/60 833
57.306 Hemovigilance Module Annual Survey-Non-acute care facility 500 1 35/60 292
57.307 Hemovigilance Adverse Reaction-Acute Hemolytic Transfusion Reaction 500 4 20/60 667
57.308 Hemovigilance Adverse Reaction-Allergic Transfusion Reaction 500 4 20/60 667
57.309 Hemovigilance Adverse Reaction-Delayed Hemolytic Transfusion Reaction 500 1 20/60 167
57.310 Hemovigilance Adverse Reaction-Delayed Serologic Transfusion Reaction 500 2 20/60 333
57.311 Hemovigilance Adverse Reaction-Febrile Non-hemolytic Transfusion Reaction 500 4 20/60 667
57.312 Hemovigilance Adverse Reaction-Hypotensive Transfusion Reaction 500 1 20/60 167
57.313 Hemovigilance Adverse Reaction-Infection 500 1 20/60 167
57.314 Hemovigilance Adverse Reaction-Post Transfusion Purpura 500 1 20/60 167
57.315 Hemovigilance Adverse Reaction-Transfusion Associated Dyspnea 500 1 20/60 167
57.316 Hemovigilance Adverse Reaction-Transfusion Associated Graft vs. Host Disease 500 1 20/60 167
57.317 Hemovigilance Adverse Reaction-Transfusion Related Acute Lung Injury 500 1 20/60 167
57.318 Hemovigilance Adverse Reaction-Transfusion Associated Circulatory Overload 500 2 20/60 333
57.319 Hemovigilance Adverse Reaction-Unknown Transfusion Reaction 500 1 20/60 167
57.320 Hemovigilance Adverse Reaction-Other Transfusion Reaction 500 1 20/60 167
57.400 Outpatient Procedure Component-Annual Facility Survey 700 1 10/60 117
57.401 Outpatient Procedure Component-Monthly Reporting Plan 700 12 15/60 2,100
57.402 Outpatient Procedure Component-Same Day Outcome Measures 200 1 40/60 133
57.403 Outpatient Procedure Component-Monthly Denominators for Same Day Outcome Measures 200 400 40/60 53,333
57.404 Outpatient Procedure Component-SSI Denominator 700 100 40/60 46,667
57.405 Outpatient Procedure Component-Surgical Site (SSI) Event 700 5 40/60 2,333
57.500 Outpatient Dialysis Center Practices Survey 7,200 1 127/60 15,240
57.501 Dialysis Monthly Reporting Plan 7,200 12 5/60 7,200
57.502 Dialysis Event 7,200 30 25/60 90,000
57.503 Denominator for Outpatient Dialysis 7,200 30 10/60 14,400
57.504 Prevention Process Measures Monthly Monitoring for Dialysis 1,730 12 75/60 25,950
57.505 Dialysis Patient Influenza Vaccination 615 50 10/60 5,125
57.506 Dialysis Patient Influenza Vaccination Denominator 615 5 10/60 513
57.507 Home Dialysis Center Practices Survey 430 1 30/60 215


Jeffrey M. Zirger,

Lead, Information Collection Review Office, Office of Scientific Integrity, Office of Science, Centers for Disease Control and Prevention.

[FR Doc. 2020-25576 Filed 11-18-20; 8:45 am]

BILLING CODE 4163-18-P