82 FR 245 pg. 60778 - Notice of Intention To Cancel Registrations of Certain Transfer Agents
Type: NOTICEVolume: 82Number: 245Page: 60778
Page: 60778Docket number: [Release No. 34-82342]
FR document: [FR Doc. 2017-27566 Filed 12-21-17; 8:45 am]
Agency: Securities and Exchange Commission
Official PDF Version: PDF Version
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-82342]
Notice of Intention To Cancel Registrations of Certain Transfer Agents
December 18, 2017.
Notice is hereby given that the Securities and Exchange Commission ("Commission") intends to issue an order, pursuant to Section 17A(c)(4)(B) of the Securities Exchange Act of 1934 ("Act"),1 cancelling the registrations of the transfer agents whose names appear in the attached Appendix.
Footnotes:
1 15 U.S.C. 78q-1(c)(4)(B).
FOR FURTHER INFORMATION CONTACT:
Christian Sabella, Associate Director, or Catherine Whiting, Senior Counsel, at (202) 551-4990, U.S. Securities and Exchange Commission, Division of Trading and Markets, 100 F Street NE, Washington, DC 20549-7010 or by email at tradingandmarkets@sec.gov with the phrase "Notice of Intention to Cancel Transfer Agent Registration" in the subject line.
Background
Section 17A(c)(4)(B) of the Act provides that if the Commission finds that any transfer agent registered with the Commission is no longer in existence or has ceased to do business as a transfer agent, the Commission shall by order cancel that transfer agent's registration.
Although the Commission has made efforts to locate and to determine the status of each of the transfer agents listed in the Appendix, based on the facts it has, the Commission believes that each of those transfer agents is no longer in existence or has ceased doing business as a transfer agent. Accordingly, at any time after January 31, 2018, the Commission intends to issue an order cancelling the registrations of the transfer agents listed in the Appendix.
The representative of any transfer agent listed in the Appendix who believes the registration of the transfer agent should not be cancelled must notify the Commission in writing or by email prior to January 31, 2018. Written notifications may be mailed to Office of Clearance and Settlement, Division of Trading and Markets, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20459-7010. Email notifications may be sent to tradingandmarkets@sec.gov with the phrase "Notice of Intention to Cancel Transfer Agent Registration" in the subject line.
Footnotes:
2 17 CFR 200.30-3(a)(22).
For the Commission by the Division of Trading and Markets, pursuant to delegated authority.2
Brent J. Fields,
Secretary.
APPENDIX
| TA name | File number |
|---|---|
| AG Transfer Agency LLC | 084-06306 |
| Allied Stock Transfer, Inc | 084-06171 |
| AlphaMetrix, LLC | 084-06327 |
| Baron Capital Transfer & Registrar LLC | 084-06440 |
| Bluechip Equity Inc. DBA Bluechip Trust Company | 084-06173 |
| Cascade Stock Transfer, Inc | 084-06204 |
| Cascade Stock Transfer, Inc | 084-06204 |
| Centerline Affordable Housing Advisors LLC | 084-01911 |
| Chris Lotito | 084-06197 |
| Clayton Securities Services, Inc | 084-05425 |
| Demiurgic, Inc | 084-06274 |
| Elite Transfer Corp | 084-06193 |
| EnDevCo, Inc | 084-06084 |
| First National Bank of Omaha | 084-06174 |
| First National Bank of Sioux Falls | 084-06228 |
| Fund Dynamics, LLC | 084-06208 |
| Hiko Bell Mining & Oil Company | 084-05445 |
| Holladay Stock Transfer, Inc | 084-01822 |
| Integrity Stock Transfer | 084-06113 |
| Intercontinental Registrar & Transfer Agency, Inc | 084-01123 |
| Investor Data Services | 084-01425 |
| Johnson, Lawrence & Associates | 084-05831 |
| Karrison Compagnie Inc | 084-06046 |
| Life Sciences Research | 084-06094 |
| LM Anderson Securities, LLC | 084-06257 |
| Matrix Capital Group Inc | 084-06122 |
| Premier Stock Transfer, LLC | 084-06518 |
| Progressive Transfer, Inc | 084-06268 |
| Quads Trust Company | 084-05621 |
| Repository & Related Services, LLC | 084-06500 |
| Securities Registrar & Transfer Corp | 084-00582 |
| Signal Stock Transfer, Inc | 084-06360 |
| Standard Transfer & Trust Co., Inc | 084-05819 |
| Superior Stock Transfer, Inc | 084-06121 |
| Thermal Energy Storage Inc | 084-01300 |
| U.S. Stock Transfer Corp | 084-06293 |
| U.S. Trust & Transfer Co | 084-05663 |
| Valley Forge Management Corp | 084-00012 |
| Wall Street Stock Transfer Corporation | 084-06246 |
[FR Doc. 2017-27566 Filed 12-21-17; 8:45 am]
BILLING CODE 8011-01-P