79 FR 130 pg. 38451 - Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934
Type: RULEVolume: 79Number: 130Page: 38451
Page: 38451Docket number: [Release No. 34-71194A; File No. S7-15-11]
FR document: [FR Doc. 2014-15841 Filed 7-7-14; 8:45 am]
Agency: Securities and Exchange Commission
Official PDF Version: PDF Version
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SECURITIES AND EXCHANGE COMMISSION
17 CFR Parts 240 and 249
[Release No. 34-71194A; File No. S7-15-11]
RIN 3235-AL14
Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934
AGENCY:
Securities and Exchange Commission.
ACTION:
Final rule; correction.
SUMMARY:
The Securities and Exchange Commission published a document in the Federal Register of January 8, 2014 that contained an incorrect instruction. This correction is being published to correct instruction 5.b in that document.
DATES:
Effective July 7, 2014.
FOR FURTHER INFORMATION CONTACT:
Carrie A. O'Brien, Special Counsel, at (202) 551-5640; Office of Financial Responsibility (Net Capital, Customer Protection, and Books and Records Requirements).
SUPPLEMENTARY INFORMATION:
§ 240.15c3-1a [Corrected]
In the Federal Register of January 8, 2014, in FR Doc. 2013-31426, on page 1549, in the 14th line of the third column, Instruction 5.b. is corrected to read as follows:
b. Removing paragraphs (c)(4)(vi)(A) through (c)(4)(vi)(D);
Dated: July 2, 2014.
Lynn M. Powalski,
Deputy Secretary.
[FR Doc. 2014-15841 Filed 7-7-14; 8:45 am]
BILLING CODE 8011-01-P