75 FR 213 pgs. 68012-68013 - Notice of Intention To Cancel Registrations of Certain Transfer Agents
Type: NOTICEVolume: 75Number: 213Pages: 68012 - 68013
Docket number: [Release No. 34-63211]
FR document: [FR Doc. 2010-27857 Filed 11-3-10; 8:45 am]
Agency: Securities and Exchange Commission
Official PDF Version: PDF Version
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-63211]
Notice of Intention To Cancel Registrations of Certain Transfer Agents
October 29, 2010.
Notice is hereby given that the Securities and Exchange Commission ("Commission") intends to issue an order, pursuant to Section 17A(c)(4)(B) of the Securities Exchange Act of 1934 ("Act"),1cancelling the registrations of the transfer agents whose names appear in the attached Appendix.
Footnotes:
1 15 U.S.C. 78q-1(c)(4)(B).
FOR FURTHER INFORMATION CONTACT:
Jerry W. Carpenter, Assistant Director, or David Karasik, Special Counsel, at (202) 551-5710, U.S. Securities and Exchange Commission, Division of Trading and Markets, Room 7321 SP1, 100 F Street, NE., Washington, DC 20549-7010 or by e-mail at tradingandmarkets@sec.gov with the phrase "Notice of Intention To Cancel Transfer Agent Registration" in the subject line.
Background
Section 17A(c)(4)(B) of the Act provides that if the Commission finds that any transfer agent registered with the Commission is no longer in existence or has ceased to do business as a transfer agent, the Commission shall by order cancel that transfer agent's registration.
Although the Commission has made efforts to locate and to determine the status of each of the transfer agents listed in the Appendix, based on the facts it has, the Commission believes that each of those transfer agents is no longer in existence or has ceased doing business as a transfer agent. Accordingly, at any time after December 15, 2010, the Commission intends to issue an order cancelling the registrations of the transfer agents listed in the Appendix.
The representative of any transfer agent listed in the Appendix who believes the registration of the transfer agent should not be cancelled must notify the Commission in writing or by e-mail prior to December 15, 2010. Written notifications may be mailed to Office of Clearance and Settlement, Division of Trading and Markets, U.S. Securities and Exchange Commission, Room 7321 SP1, 100 F Street NE., Washington, DC 20459-7010. E-mail notifications may be sent to tradingandmarkets@sec.gov with the phrase "Notice of Intention To Cancel Transfer Agent Registration" in the subject line.
For the Commission by the Division of Trading and Markets, pursuant to delegated authority.2
Footnotes:
2 17 CFR 200.30-3(a)(22).
Florence E. Harmon,
Deputy Secretary.
| Transfer agent | File No. |
|---|---|
| Advest Transfer Services, Inc | 8405855 |
| AGN Associates & Stock Transfer Services, LLC | 8406255 |
| Amazon Natural Treasures.com, Inc | 8405839 |
| Beverly National Corporation | 8505474 |
| Capital Fund Services, Inc | 8405909 |
| Capital Fund Services, Inc | 8405683 |
| Century Realty Trust Co | 8400082 |
| CNB Bancorp, Inc | 8505383 |
| Compushare Transfer Corporation | 8406194 |
| Endless Investments, LLC | 8406178 |
| Electrochemical Industries Frutarom Inc | 8400814 |
| First Choice National Stock Transfer Agency Inc | 8406154 |
| Fortune Fund Administration, Inc | 8405672 |
| Francine Goodman (dba Maximvs Transfer Services) | 8405926 |
| GTI Corporate Transfer Agents LLC | 8406151 |
| Guarantee Services Corp | 8406145 |
| Hola Corp | 8406047 |
| Howard Johnson & Company | 8405555 |
| InCap Fund Administration, Inc | 8406124 |
| Incorp Stock Transfer Inc | 8406042 |
| International Acquisitions & Holdings, Inc | 8406164 |
| Kingsdale Shareholder Services Inc | 8406188 |
| Lapeer County Bank & Trust Co | 8505250 |
| Legends Financial Holding, Inc | 8505534 |
| Liberty Transfer Company | 8405474 |
| Manchester Benefits Group, Ltd | 8405891 |
| Manchester Exchange Trust Limited | 8405810 |
| McGladrey & Pullen, LLP | 8405806 |
| Mercantile Bancorp, Inc | 8406226 |
| Nicholas Vito Pelletiere Security West Stock Transfer | 8406090 |
| NuWave eSolutions Private Limited | 8406170 |
| Pacific Stock Transfers Inc | 8406088 |
| Public Stock Transfer Company dba/Public Ease | 8405866 |
| Royalty Stock Transfer | 8406189 |
| Select American Transfer Co | 8406152 |
| Select Fidelity Transfer Services Ltd | 8406139 |
| Syntel, Inc | 8406142 |
| Technology Funding Capital Corporation | 8405738 |
| The Commercial Bank | 8405867 |
| The Northern Savings & Loan Company | 8405867 |
| The Nyhart Company, Inc | 8405722 |
| Trustmark Stock & Transfer Inc | 8406073 |
| UAC Inc | 8400293 |
| Wall Street Stock Transfer Corp | 8406246 |
| Wulf International, Ltd | 8406180 |
[FR Doc. 2010-27857 Filed 11-3-10; 8:45 am]
BILLING CODE 8011-01-P